Current Work
A glimpse into my ongoing projects, industry commentary, and analytical explorations.
Event Driven Commentary
Timely analysis and thoughts on recent market events, technological shifts, and financial news.
July 3, 2025
LPL Financial Holdings Inc - Executive Transition
LPL Financial disclosed a consulting agreement with former Chief Legal Officer Althea Brown, including a $270,000 waiver for sign-on bonus repayment and continued RSU vesting during transition period.
July 3, 2025
Adapti Inc - Annual Report & Compliance Issues
Adapti Inc filed its 10-K revealing XBRL compliance failures and extremely low market value of $5.60 for non-affiliate shares, highlighting distressed microcap status.
July 3, 2025
Theratechnologies Inc - $254M Acquisition
CB Biotechnology agreed to acquire Theratechnologies for $3.01 per share plus CVRs, representing a 126% premium with potential total value of $254M including milestone payments.
July 3, 2025
AMC Networks Inc - $400M High-Yield Debt
AMC Networks completed a $400M private offering of 10.500% Senior Secured Notes due 2032, indicating high borrowing costs and significant leverage in challenging media landscape.
July 3, 2025
Sun Country Airlines - Insider Trading Activity
Chief Revenue Officer Grant Whitney sold 1,287 shares via 10b5-1 plan and tax withholding, with sales executed at $11.75-$12.21 per share.
July 3, 2025
Trinity Financial Advisors - $326M Holdings
Trinity Financial Advisors reported 91 positions worth $326.56M as of Q2 2025, with significant holdings in SPY, Dimensional/Vanguard ETFs, and major tech names.
July 3, 2025
Natera Inc - Executive Stock Sale
President Solomon Moshkevich sold 3,000 shares at $163.88-$167.79 per share via pre-arranged 10b5-1 trading plan, maintaining 130,205 shares.
July 3, 2025
Monroe Federal Bancorp - Net Loss & Capital Raise
Monroe Federal Bancorp reported $326,640 net loss for fiscal 2025, requiring $1.99M capital contribution to bank subsidiary, offset by $5.26M stock offering.
July 3, 2025
BlackRock - Mediaco Holdings 10%+ Stake
BlackRock Portfolio Management disclosed 10%+ beneficial ownership in Mediaco Holdings, including 7M shares and 28M warrants exercisable at $0.00001 per share.
June 30, 2025
Hotel101 Global Holdings - Nasdaq Listing
Hotel101 Global Holdings filed Form 8-A to register ordinary shares for Nasdaq listing, marking transition to public trading with enhanced liquidity and visibility.
July 3, 2025
Starbucks Corp - New Director Appointment
Marissa A. Mayer filed initial beneficial ownership statement as new Starbucks director, starting with zero shares but expected to receive equity compensation over time.
April - June 2025
SEC Activities Report - Q2 2025
Comprehensive overview of SEC activities including leadership changes, enforcement actions totaling $400M+ in fraud cases, and regulatory developments in crypto and executive compensation.
Products
A selection of products, conceptual tools, and analytical platforms I'm currently developing or exploring.
AI Impact & Workforce Transformation
A platform to track and analyze AI's multifaceted impact across industries and the workforce, focusing on job displacement, transformation, and reskilling needs. Includes analysis of CFPB complaints to correlate AI adoption with consumer issues.
ETF Holdings Tracker & Analyzer
Comprehensive platform for tracking ETF holdings, analyzing portfolio overlap, identifying concentration risk, and understanding underlying security exposures for informed investment decisions.
AI-Powered SEC Filing Analysis
A centralized SEC filings repository enhanced with AI for rapid summarization, risk identification, and trend analysis for investors, researchers, and legal professionals.
AI Options Trading Strategies
An AI-driven platform for individual traders and small firms to develop, rigorously backtest, and simulate the deployment of options trading strategies.
Advanced Credit Management App
A credit management application focusing on strategic debt elimination, interest minimization, and financial goal achievement beyond simple tracking.
Autonomous Equity Research Agent
An AI agent designed to conduct comprehensive equity research by autonomously gathering data, performing analysis, and generating investment theses with supporting evidence.